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Course Details:

Introducing the Market Abuse Regulation and the Share Dealing Code.

It is important to note that you can personally face criminal sanctions for not complying with the Market Abuse Regulation.

The EU Market Abuse Regulation (MAR) came into effect on 3 July 2016 and, following Brexit, was brought into UK law on 31 December 2020. The UK MAR applies to any share dealings across EU member states, even if they are not listed or traded in the UK.

MAR contains prohibitions of:

Insider dealing
Unlawful disclosure of inside information
Market manipulation
It also sets out the measures we should take to prevent abuse

The regulation applies to all employees whether based in the UK or overseas and it is important that all staff know and understand the procedures to prevent market abuse.

We can be subject to fines or public censure as a result of breaching the disclosure rules and an individual may be subject to criminal sanctions.

Insider dealing is where a person uses inside information to deal in shares or securities (or attempt to deal), to amend or cancel an existing order, or to recommend or induce another to deal based on that information.

Inside information is information:
1 Of a precise nature
2 Which has not been made public
3 Relating, directly or indirectly, to one or more issuers
4 Which, if it were made public, would be likely to have a significant effect on the prices of those shares or securities

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Learning Outcomes:

  • The Market Abuse Regulation
  • Our responsibilities
  • Insider dealing, unlawful disclosure and market manipulation
  • Share Dealing Code
  • Case study

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"InfoAware were able to take a rough and ready script and turn it into an effective training course. The screen design worked really well and was engaging, plus the production team made some very helpful suggestions for adding examples and questions to increase interactivity."

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"If I had to describe InfoAware in one word it would be quality.  The account manager was attentive and detailed in scoping out requirements to the animated privacy notice, resulting in an impeccable product delivery. A real pleasure to work with, I look forward to further collaboration in the future."

"InfoAware exceed our expectations, we now have one location that all staff can go to complete the training, plus we can easily report on uptake and completion of assessments.”

Bloomsbury Publishing

"I have already recommended InfoAware for their quality products and helpful team and we would do so again. The training material is first rate and the price is competitive."

Bloomsbury Publishing

“From the beginning we knew the whole process was going to be easy. Their methodology is simple and they are lovely people who work hard to build the right training for us and are flexible to accommodate our needs.”

The Crown Estate

“What we like most about InfoAware is their customisability. It’s a real advantage to be able to take their Off-the-Shelf courses and customise it with real life examples specific to our staff and include jargon and terms they are used to seeing.”

The Crown Estate

“We have worked with InfoAware before and knew they could deliver what we wanted. I would recommend them in a heartbeat.”

“We needed a simple, clear and cost-effective way to reach all our employees across the globe with important staff awareness and training. I found the InfoAware staff to be genuine and helpful from the outset. There was no hard-sell but an open and honest conversation about options and costs. Early on I was impressed with the quality of the training and the value for money."

"InfoAware were able to take a rough and ready script and turn it into an effective training course. The screen design worked really well and was engaging, plus the production team made some very helpful suggestions for adding examples and questions to increase interactivity."

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